Daniel J. Monzi

Community Participation

• I am a board member of A Need We Feed, a local non-profit organization that provides fresh and nutritious meals to veterans, seniors, childrens and families in Ocean County, NJ.
• I am a member of an Asbury Park business group, Le Tip of Asbury Park, NJ, serving as group President from 2022-2025.

Qualifications

• Binghamton University, BA, Economics, 2016
• Series 63, Series 65, Series 7, Life & Health Certification held through Osaic Wealth, Inc.

Awards & Recognition

• AdvisorHub 100 Next Gen Advisors to Watch (2024, 2025)
• FiveStarProfessional – Five Star Wealth Manager (2024, 2025, 2026)
• Five Star Wealth Manager Under 40, 2024

View Definitions

This award was issued on 11/01/2025 by Five Star Professional (FSP) for the time period 03/13/2025 through 09/05/2025. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 7682 New Jersey-area wealth managers were considered for the award; 400 (5% of candidates) were named 2026 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2025: 7,425, 431, 6%, 12/1/24, 3/13/24 – 10/7/24; 2024: 6,515, 462, 7%, 12/1/23, 3/13/23 – 9/29/23; 2023: 6,606, 407, 6%, 12/1/22, 3/21/22 – 10/18/22; 2022: 6380, 431, 7%, 12/1/21, 4/12/21 – 10/15/21; 2021: 6123, 459, 7%, 12/1/20, 3/30/20 – 10/23/20; 2020: 6210, 480, 8%, 12/1/19, 3/1/19 – 10/16/19; 2019: 6097, 477, 8%, 12/1/18, 3/21/18 – 10/12/18; 2018: 4383, 415, 9%, 12/1/17, 2/21/17 – 10/12/17; 2017: 3868, 664, 17%, 11/1/16, 2/25/16 – 10/7/16; 2016: 4143, 626, 15%, 11/1/15, 4/15/15 – 10/16/15; 2015: 5063, 672, 13%, 12/1/14, 4/15/14 – 10/16/14; 2014: 3315, 646, 19%, 12/1/13, 4/15/13 – 10/16/13; 2013: 4049, 733, 18%, 12/1/12, 4/15/12 – 10/16/12; 2012: 1312, 400, 30%, 11/1/11, 4/15/11 – 10/16/11. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.

AdvisorHub 1,000 Advisors to Watch – 100 Next Gen issued by AdvisorHub on June 20,2025 for the period 12/31/23-12/31/24 was awarded to Advisors under the age of 45. 100 Next Gen issued by AdvisorHub on June 20,2024 for the period 12/31/22-12/31/23 was awarded to Advisors under the age of 45. Daniel Monzi applied for the recognition. Criteria used to determine the winner(s): required to have a minimum seven years experience, $150m minimum AUM, and a clean regulatory record. Advisors were ranked on the 1) size and makeup of their practice; 2) year-over-year growth; and 3) professionalism. More than 100 people were considered for this honor and 100 were selected. No fee was paid for the nomination or receipt of this award. However, the FP did pay to promote this award. Third-party ratings are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation.